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Condition start date time 22/10/2010 |
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This licence authorises the licensee to carry on a financial services business to: |
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(a) |
provide financial product advice to wholesale clients only for the following classes of financial products: |
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(i) |
non standard margin lending facilities; and |
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(b) |
deal in a financial product to wholesale clients only by: |
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(i) |
applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products: |
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(A) |
non standard margin lending dacility; and |
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(c) |
provide financial product advice to retail and wholesale clients for the following classes of financial products: |
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(i) |
derivatives; |
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(ii) |
foreign exchange contracts; |
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(iii) |
securities; and |
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(iv) |
standard margin lending facility; |
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(d) |
deal in a financial product to retail and wholesale clients by: |
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(i) |
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products: |
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(A) |
derivatives; |
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(B) |
foreign exchange contracts; and |
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(C) |
securities; and |
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(ii) |
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products: |
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(A) |
derivatives; |
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(B) |
foreign exchange contracts; |
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(C) |
securities; and |
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(D) |
standard margin lending facility; and |
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(e) |
make a market for the following financial products in respect of retail and wholesale clients: |
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(A) |
foreign exchange contracts; and |
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(B) |
derivatives; |
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to retail and wholesale clients. |